The Firm’s regulatory enforcement experience also includes the representation of entity clients and individuals in matters before federal, state and New York City regulatory agencies with specific subject matter concentrations.
On the federal level, for example, our lawyers have represented entities and individuals in matters spearheaded by the enforcement arms of the Federal Reserve, the Federal Communications Commission, the IRS and the Chemical Safety and Hazards Investigations Board.
At the state level, the Firm’s attorneys have represented clients in inquiries led by the New York Division of Financial Services, the Office of the Attorney General of New York Investor Protection Bureau, the Attorney General’s Charities Bureau, the New York Department of Health, the New York City Department of Investigation, and the New York City Conflicts of Interest Board.